6bc3f3a21f
- tax/: 84 files across 2014-2025 with full .md transcriptions - immigration/: 734 files (H-1B, green card, visa stamping, travel visas, passport) with 26 summary.md files - Loose files sorted: SSN cards → id/, vaccines → medical/covid/, credit check + lease addendum → lease/, UChicago offer → employment/, wine archive → receipts/ - home.md: removed green card timeline (moved to immigration/greencard/greencard/summary.md)
223 lines
11 KiB
Markdown
223 lines
11 KiB
Markdown
---
|
|
type: 1099
|
|
category: tax
|
|
person: yanxin-lu
|
|
date: 2023-12-31
|
|
source: lu_1099_stock_2023.pdf
|
|
---
|
|
|
|
# 1099 Composite - Charles Schwab 2023 - Yanxin Lu
|
|
|
|
## Account Information
|
|
- **Broker**: Charles Schwab & Co., Inc.
|
|
- **Account**: 7762-6713
|
|
- **Account Holder**: Yanxin Lu, Designated Bene Plan/TOD
|
|
- **Address**: 12421 Sanford St, Los Angeles, CA 90066
|
|
- **Payer TIN**: 94-1737782
|
|
- **Recipient TIN (Last 4)**: 3464
|
|
- **Date Prepared**: February 9, 2024
|
|
- **Pages**: 28
|
|
|
|
---
|
|
|
|
## Form 1099-DIV - Dividends and Distributions
|
|
|
|
| Box | Description | Amount |
|
|
|-----|-------------|--------|
|
|
| 1a | Total Ordinary Dividends | $2,901.66 |
|
|
| 1b | Qualified Dividends | $1,102.74 |
|
|
| 2a | Total Capital Gain Distributions | $0.00 |
|
|
| 3 | Nondividend Distributions | $0.00 |
|
|
| 4 | Federal Income Tax Withheld | $0.00 |
|
|
| 5 | Section 199A Dividends | $10.21 |
|
|
| 6 | Investment Expenses | $0.00 |
|
|
| 7 | Foreign Tax Paid | $9.11 |
|
|
| 16 | State Tax Withheld | $0.00 |
|
|
|
|
### Dividend Detail by Security
|
|
|
|
#### Non-Qualified Dividends
|
|
| Security | Symbol | CUSIP | Paid 2023 | Adjusted 2024 | Amount |
|
|
|----------|--------|-------|-----------|---------------|--------|
|
|
| Fidelity Elctrc VHC FTR | FDRV | 316092220 | $37.50 | ($37.50) | $0.00 |
|
|
| Invsc China Technology | CQQQ | 46138E800 | $53.12 | ($22.66) | $30.46 |
|
|
| Schwab Treasury Oblig MO | SNOXX | 808515621 | $1,757.77 | $0.00 | $1,757.77 |
|
|
| Vanguard Health Care | VHT | 92204A504 | $165.24 | ($165.24) | $0.00 |
|
|
| Vanguard Industrials | VIS | 92204A603 | $362.37 | ($362.37) | $0.00 |
|
|
| Vanguard Information | VGT | 92204A702 | $218.63 | ($218.63) | $0.00 |
|
|
| Vanguard S&P 500 ETF | VOO | 922908363 | $283.04 | ($272.83) | $10.21 |
|
|
| **Total Non-Qualified** | | | $2,877.67 | ($1,079.23) | $1,798.44 |
|
|
|
|
#### Short-Term Capital Gains (in Box 1a)
|
|
| Security | Symbol | Amount |
|
|
|----------|--------|--------|
|
|
| Schwab Treasury Oblig MO | SNOXX | $0.48 |
|
|
|
|
#### Qualified Dividends (Box 1b)
|
|
| Security | Symbol | Amount |
|
|
|----------|--------|--------|
|
|
| Apple Inc | AAPL | $14.40 |
|
|
| Fidelity Elctrc VHC FTR | FDRV | $46.61 |
|
|
| Invsc China Technology | CQQQ | $22.66 |
|
|
| Vanguard Health Care | VHT | $165.24 |
|
|
| Vanguard Industrials | VIS | $362.37 |
|
|
| Vanguard Information | VGT | $218.63 |
|
|
| Vanguard S&P 500 ETF | VOO | $272.83 |
|
|
| **Total Qualified** | | **$1,102.74** |
|
|
|
|
#### Section 199A Dividends (Box 5)
|
|
| Security | Symbol | Amount |
|
|
|----------|--------|--------|
|
|
| Vanguard S&P 500 ETF | VOO | $10.21 |
|
|
|
|
#### Foreign Tax Paid (Box 7)
|
|
| Security | Country | Amount |
|
|
|----------|---------|--------|
|
|
| Fidelity Elctrc VHC FTR | RIC | ($9.11) |
|
|
|
|
---
|
|
|
|
## Form 1099-INT - Interest Income
|
|
|
|
| Box | Description | Amount |
|
|
|-----|-------------|--------|
|
|
| 1 | Interest Income | $2.26 |
|
|
| 17 | State Tax Withheld | $0.00 |
|
|
|
|
### Interest Detail
|
|
| Security | Amount |
|
|
|----------|--------|
|
|
| Deposit Interest | $2.26 |
|
|
|
|
---
|
|
|
|
## Form 1099-B - Proceeds from Broker Transactions
|
|
|
|
### Short-Term Transactions (Box A - basis reported to IRS)
|
|
|
|
| Description | CUSIP / Symbol | Date Acquired | Date Sold | Proceeds | Cost | Gain/Loss |
|
|
|-------------|----------------|---------------|-----------|----------|------|-----------|
|
|
| 55 Apple Inc | 037833100 / AAPL | 09/08/23 | 09/08/23 | $9,887.81 | $9,853.53 | $34.28 |
|
|
| 800 Fidelity Elctrc VHC FTR TRNSPRT | 316092220 / FDRV | Various | 09/08/23 | $14,218.02 | $15,635.48 | ($1,417.46) |
|
|
| 370 Invsc China Technology ETF | 46138E800 / CQQQ | Various | 09/08/23 | $14,163.44 | $18,374.87 | ($4,211.43) |
|
|
| 500 KraneShares MSCI CHN CLN Tech | 500767850 / KGRN | 02/03/23 | 09/08/23 | $12,897.33 | $15,859.15 | ($2,961.82) |
|
|
| 370 KraneShares MSCI CHN CLN Tech | 500767850 / KGRN | Various | 11/30/23 | $8,369.32 | $10,522.32 | ($2,153.00) |
|
|
| 1,180 KRNSHR MSCI AL CHNA HLTHCR ETF | 500767835 / KURE | Various | 09/08/23 | $19,823.66 | $26,730.09 | ($6,906.43) |
|
|
| 115 Vanguard Consumer Staples | 92204A207 / VDC | Various | 02/03/23 | $21,995.18 | $22,454.08 | ($458.90) |
|
|
| 30 Vanguard Information Technol | 92204A702 / VGT | 08/24/22 | 02/06/23 | $10,883.60 | $11,131.05 | ($247.45) |
|
|
| **Total Short-Term (A)** | | | | **$112,238.36** | **$130,560.57** | **($18,322.21)** |
|
|
|
|
### Short-Term Transactions (Box B - basis not reported to IRS)
|
|
All META Platforms Inc Class A (30303M102):
|
|
|
|
| Shares | Date Acquired | Date Sold | Proceeds | Cost | Gain/Loss |
|
|
|--------|---------------|-----------|----------|------|-----------|
|
|
| 43 | 11/15/22 | 05/16/23 | $10,192.27 | $4,911.46 | $5,280.81 |
|
|
| 100 | 08/15/23 | 08/16/23 | $29,953.75 | $30,619.00 | ($665.25) |
|
|
| 30 | Various | 08/16/23 | $8,993.33 | $8,389.52 | $603.81 |
|
|
| 100 | 11/15/23 | 11/16/23 | $32,948.36 | $33,631.00 | ($682.64) |
|
|
| **Total Short-Term (B)** | | | **$82,087.71** | **$77,550.98** | **$4,536.73** |
|
|
|
|
**Total Short-Term Sales**: $194,326.07, Cost $208,111.55, Loss ($13,785.48)
|
|
|
|
### Long-Term Transactions (Box D - basis reported to IRS)
|
|
|
|
| Description | CUSIP / Symbol | Date Acquired | Date Sold | Proceeds | Cost | Gain/Loss |
|
|
|-------------|----------------|---------------|-----------|----------|------|-----------|
|
|
| 101 Vanguard Health Care ETF | 92204A504 / VHT | Various | 09/08/23 | $24,439.78 | $24,324.25 | $115.53 |
|
|
| **Total Long-Term (D)** | | | | **$24,439.78** | **$24,324.25** | **$115.53** |
|
|
|
|
### Long-Term Transactions (Box E - basis not reported to IRS)
|
|
All META Platforms Inc Class A (30303M102):
|
|
|
|
| Shares | Date Acquired | Date Sold | Proceeds | Cost | Gain/Loss |
|
|
|--------|---------------|-----------|----------|------|-----------|
|
|
| 13 | 11/15/20 | 02/03/23 | $2,404.01 | $3,600.35 | ($1,196.34) |
|
|
| 71 | 11/15/20 | 02/03/23 | $13,129.73 | $19,663.45 | ($6,533.72) |
|
|
| 12 | 02/15/21 | 02/03/23 | $2,219.11 | $3,246.00 | ($1,026.89) |
|
|
| 64 | 02/15/21 | 02/03/23 | $11,835.25 | $17,312.00 | ($5,476.75) |
|
|
| 9 | 05/15/21 | 02/03/23 | $1,664.34 | $2,843.46 | ($1,179.12) |
|
|
| 13 | 05/15/21 | 02/03/23 | $2,404.04 | $4,107.22 | ($1,703.18) |
|
|
| 18 | 05/15/21 | 02/03/23 | $3,328.67 | $5,686.92 | ($2,358.25) |
|
|
| 80 | Various | 02/16/23 | $13,912.08 | $26,078.28 | ($12,166.20) |
|
|
| 87 | Various | 05/16/23 | $20,621.58 | $31,552.08 | ($10,930.50) |
|
|
| **Total Long-Term (E)** | | | **$71,518.81** | **$114,089.76** | **($42,570.95)** |
|
|
|
|
**Total Long-Term Sales**: $95,958.59, Cost $138,414.01, Loss ($42,455.42)
|
|
|
|
### Grand Summary
|
|
|
|
| | Proceeds | Cost Basis | Gain/Loss |
|
|
|--|----------|------------|-----------|
|
|
| Total Short-Term | $194,326.07 | $208,111.55 | ($13,785.48) |
|
|
| Total Long-Term | $95,958.59 | $138,414.01 | ($42,455.42) |
|
|
| **Total All Sales** | **$290,284.66** | **$346,525.56** | **($56,240.90)** |
|
|
| Federal Income Tax Withheld | | | $0.00 |
|
|
|
|
---
|
|
|
|
## Year-End Summary (Not reported to IRS)
|
|
|
|
### Realized Gain or (Loss) Detail - Short-Term (Covered, Box A)
|
|
|
|
| Security | CUSIP | Qty | Date Acquired | Date Sold | Proceeds | Cost | Gain/Loss |
|
|
|----------|-------|-----|---------------|-----------|----------|------|-----------|
|
|
| Apple Inc | 037833100 | 55 | 09/08/23 | 09/08/23 | $9,887.81 | $9,853.53 | $34.28 |
|
|
| Fidelity Elctrc VHC FTR TRNSPRT ETF | 316092220 | 1 | 02/02/23 | 09/08/23 | $17.77 | $20.26 | ($2.49) |
|
|
| Fidelity Elctrc VHC FTR TRNSPRT ETF | 316092220 | 4 | 02/02/23 | 09/08/23 | $71.09 | $80.92 | ($9.83) |
|
|
| Fidelity Elctrc VHC FTR TRNSPRT ETF | 316092220 | 795 | 02/03/23 | 09/08/23 | $14,129.16 | $15,534.30 | ($1,405.14) |
|
|
| Invsc China Technology ETF | 46138E800 | 15 | 01/17/23 | 09/08/23 | $574.19 | $713.53 | ($139.34) |
|
|
| Invsc China Technology ETF | 46138E800 | 55 | 02/03/23 | 09/08/23 | $2,105.38 | $2,732.32 | ($626.94) |
|
|
| Invsc China Technology ETF | 46138E800 | 300 | 02/03/23 | 09/08/23 | $11,483.87 | $14,929.02 | ($3,445.15) |
|
|
| KraneShares MSCI CHN CLN Tech | 500767850 | 500 | 02/03/23 | 09/08/23 | $12,897.33 | $15,859.15 | ($2,961.82) |
|
|
| KraneShares MSCI CHN CLN Tech | 500767850 | 200 | 02/16/23 | 11/30/23 | $4,523.96 | $5,979.92 | ($1,455.96) |
|
|
| KraneShares MSCI CHN CLN Tech | 500767850 | 170 | 05/17/23 | 11/30/23 | $3,845.36 | $4,542.40 | ($697.04) |
|
|
| KRNSHR MSCI AL CHNA HLTHCR ETF | 500767835 | 190 | 02/03/23 | 09/08/23 | $3,191.95 | $4,507.39 | ($1,315.44) |
|
|
| KRNSHR MSCI AL CHNA HLTHCR ETF | 500767835 | 600 | 02/03/23 | 09/08/23 | $10,079.83 | $14,121.00 | ($4,041.17) |
|
|
| KRNSHR MSCI AL CHNA HLTHCR ETF | 500767835 | 140 | 02/16/23 | 09/08/23 | $2,351.96 | $3,084.20 | ($732.24) |
|
|
| KRNSHR MSCI AL CHNA HLTHCR ETF | 500767835 | 250 | 05/17/23 | 09/08/23 | $4,199.92 | $5,017.50 | ($817.58) |
|
|
| Vanguard Consumer Staples ETF | 92204A207 | 85 | 08/25/22 | 02/03/23 | $16,257.31 | $16,637.38 | ($380.07) |
|
|
| Vanguard Consumer Staples ETF | 92204A207 | 30 | 08/26/22 | 02/03/23 | $5,737.87 | $5,816.70 | ($78.83) |
|
|
| Vanguard Information Tech ETF | 92204A702 | 30 | 08/24/22 | 02/06/23 | $10,883.60 | $11,131.05 | ($247.45) |
|
|
|
|
**Total Short-Term (Covered)**: Proceeds $112,238.36, Cost $130,560.57, Loss ($18,322.21)
|
|
|
|
### Short-Term (Noncovered, Box B) - META only
|
|
| Shares | Date Acquired | Date Sold | Proceeds | Cost | Gain/Loss |
|
|
|--------|---------------|-----------|----------|------|-----------|
|
|
| 12 | 11/15/22 | 05/16/23 | $2,844.35 | $1,370.64 | $1,473.71 |
|
|
| 13 | 11/15/22 | 05/16/23 | $3,081.39 | $1,484.86 | $1,596.53 |
|
|
| 18 | 11/15/22 | 05/16/23 | $4,266.53 | $2,055.96 | $2,210.57 |
|
|
| 11 | 05/15/23 | 08/16/23 | $3,297.55 | $2,571.91 | $725.64 |
|
|
| 14 | 08/15/23 | 08/16/23 | $4,193.53 | $4,286.66 | ($93.13) |
|
|
| 18 | 08/15/23 | 08/16/23 | $5,391.68 | $5,511.42 | ($119.74) |
|
|
| 19 | 08/15/23 | 08/16/23 | $5,695.78 | $5,817.61 | ($121.83) |
|
|
| 33 | 08/15/23 | 08/16/23 | $9,884.73 | $10,104.27 | ($219.54) |
|
|
| 35 | 08/15/23 | 08/16/23 | $10,483.81 | $10,716.65 | ($232.84) |
|
|
| 13 | 11/15/23 | 11/16/23 | $4,283.29 | $4,372.03 | ($88.74) |
|
|
| 18 | 11/15/23 | 11/16/23 | $5,930.70 | $6,053.58 | ($122.88) |
|
|
| 22 | 11/15/23 | 11/16/23 | $7,248.64 | $7,398.82 | ($150.18) |
|
|
| 47 | 11/15/23 | 11/16/23 | $15,485.73 | $15,806.57 | ($320.84) |
|
|
|
|
**Total Short-Term (Noncovered)**: Proceeds $82,087.71, Cost $77,550.98, Gain $4,536.73
|
|
|
|
### Long-Term (Covered, Box D) - VHT
|
|
| Security | Qty | Date Acquired | Date Sold | Proceeds | Cost | Gain/Loss |
|
|
|----------|-----|---------------|-----------|----------|------|-----------|
|
|
| Vanguard Health Care ETF | 71 | 08/25/22 | 09/08/23 | $17,180.44 | $17,178.45 | $1.99 |
|
|
| Vanguard Health Care ETF | 30 | 08/26/22 | 09/08/23 | $7,259.34 | $7,145.80 | $113.54 |
|
|
|
|
**Total Long-Term (Covered)**: Proceeds $24,439.78, Cost $24,324.25, Gain $115.53
|
|
|
|
### Long-Term (Noncovered, Box E) - META only
|
|
Multiple lots of META sold in 2023 at losses. All acquired 2020-2021, sold Jan-May 2023.
|
|
|
|
**Total Long-Term (Noncovered)**: Proceeds $71,518.81, Cost $114,089.76, Loss ($42,570.95)
|
|
|
|
---
|
|
|
|
## Supplemental Information
|
|
|
|
### Foreign Tax Paid and Income Summary
|
|
- Fidelity Elctrc VHC FTR (FDRV): Foreign tax paid ($9.11), Country: RIC
|