dc66e42ec4
Categories now match folder names (15 canonical values). Types normalized to 25 canonical values per VAULT_MAP.md spec. Context-aware mapping: W-2s→tax-form, lease files→lease, vet records→vet, etc.
203 lines
9.2 KiB
Markdown
203 lines
9.2 KiB
Markdown
---
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type: tax-form
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category: tax
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person: Yanxin Lu
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date: 2025
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source: "[[lu_1099_stock_2025.pdf]]"
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---
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# Form 1099 Composite & Year-End Summary - Tax Year 2025
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**Broker:** Charles Schwab & Co., Inc.
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**Payer Address:** 3000 Schwab Way, Westlake, TX 76262
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**Payer Federal ID:** 94-1737782
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**Payer Phone:** (800) 435-4000
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**Account:** Schwab One Account of Yanxin Lu, Designated Bene Plan/TOD
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**Account Number:** 7762-6713
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**Taxpayer ID:** ***-**-3464
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**Recipient:** Yanxin Lu, Designated Bene Plan/TOD
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**Address:** 12421 Sanford St, Los Angeles, CA 90066-6954
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**Consultant:** Elise Lee, VP_ Financial Consultant, 1 310-571-9055, elise.lee@schwab.com
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**Date Prepared:** February 6, 2026
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**Total Pages:** 18
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---
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## Table of Contents
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- Form 1099 Composite (p.3)
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- Form 1099-DIV (p.3)
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- Form 1099-INT (p.5)
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- Form 1099-B (p.7)
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- Notes for Form 1099-B (p.10)
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- Year-End Summary (p.11)
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- Interest & Dividends (p.11)
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- Realized Gain or (Loss) (p.13)
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- Terms and Conditions (p.18)
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---
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## Form 1099-DIV - Dividends and Distributions
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| Box | Description | Amount |
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|-----|-------------|--------|
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| 1a | Total Ordinary Dividends | $16,441.45 |
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| 1b | Qualified Dividends | $3,933.75 |
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| 2a | Total Capital Gain Distributions | $0.60 |
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| 2b | Unrecap. Sec. 1250 Gain | $0.00 |
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| 2c | Section 1202 Gain | $0.00 |
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| 2d | Collectibles (28%) Gain | $0.00 |
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| 2e | Section 897 Ordinary Dividends | $0.00 |
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| 2f | Section 897 Capital Gains | $0.00 |
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| 3 | Nondividend Distributions | $0.00 |
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| 4 | Federal Income Tax Withheld | $0.00 |
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| 5 | Section 199A Dividends | $27.68 |
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| 6 | Investment Expenses | $0.00 |
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| 7 | Foreign Tax Paid | $0.00 |
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| 9 | Cash Liquidation Distributions | $0.00 |
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| 10 | Noncash Liquidation Distributions | $0.00 |
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| 12 | Exempt-Interest Dividends | $0.00 |
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| 13 | Specified Private Activity Bond Interest Dividends | $0.00 |
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| 16 | State Tax Withheld | $0.00 |
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## Form 1099-INT - Interest Income
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| Box | Description | Amount |
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|-----|-------------|--------|
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| 1 | Interest Income | $1.74 |
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| 3 | Interest on U.S. Savings Bonds | $0.00 |
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| 4 | Federal Income Tax Withheld | $0.00 |
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| 5 | Investment Expenses | $0.00 |
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| 6 | Foreign Tax Paid | $0.00 |
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| 8 | Tax-Exempt Interest | $0.00 |
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| 9 | Specified Private Activity Bond Interest | $0.00 |
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| 10 | Market Discount | $0.00 |
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| 11 | Bond Premium | $0.00 |
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| 12 | Bond Premium on Treasury Obligations | $0.00 |
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| 13 | Bond Premium on Tax-Exempt Bond | $0.00 |
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| 17 | State Tax Withheld | $0.00 |
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## Form 1099-B - Proceeds from Broker Transactions
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### Short-Term Transactions (Basis Available but NOT Reported to IRS - Box B)
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| Security | CUSIP | ** | Date Acquired | Date Sold | Proceeds | Cost Basis | Gain/Loss |
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|----------|-------|----|---------------|-----------|----------|------------|-----------|
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| 107 META PLATFORMS INC CLASS A | 30303M102 | A | 05/15/24 | 02/19/25 | $75,273.73 | $50,487.95 | $24,785.78 |
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| 125 META PLATFORMS INC CLASS A | 30303M102 | A | VARIOUS | 05/19/25 | $79,137.62 | $90,769.48 | ($11,631.86) |
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| **Total Short-Term (Not Reported)** | | | | | **$154,411.35** | **$141,257.43** | **$13,153.92** |
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### Long-Term Transactions (Basis Available but NOT Reported to IRS - Box E)
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| Security | CUSIP | ** | Date Acquired | Date Sold | Proceeds | Cost Basis | Gain/Loss |
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|----------|-------|----|---------------|-----------|----------|------------|-----------|
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| 13 META PLATFORMS INC CLASS A | 30303M102 | A | 02/15/24 | 02/19/25 | $9,145.41 | $6,152.64 | $2,992.77 |
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| 52 META PLATFORMS INC CLASS A | 30303M102 | A | VARIOUS | 08/18/25 | $40,004.73 | $26,787.51 | $13,217.22 |
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| 160 META PLATFORMS INC CLASS A | 30303M102 | A | VARIOUS | 11/18/25 | $95,766.58 | $88,464.80 | $7,301.78 |
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| **Total Long-Term (Not Reported)** | | | | | **$144,916.72** | **$121,404.95** | **$23,511.77** |
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**Total Sales Price of Stocks, Bonds, etc.:** $299,328.07
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---
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## Year-End Summary
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### Interest & Dividends
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#### Detail Information of Dividends and Distributions
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**Non-Qualified Dividends (included in Box 1a):**
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| Description | Symbol | CUSIP | Paid in 2025 | Paid/Adjusted 2026 for 2025 | Amount |
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|-------------|--------|-------|-------------|---------------------------|--------|
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| FIDELITY ELCTRC VHC FTR | FDRV | 316092220 | $109.03 | ($76.12) | $32.91 |
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| SCHWAB TREASURY OBLIG MO | SNOXX | 808515621 | $12,445.82 | $0.00 | $12,445.82 |
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| VANGUARD CONSUMER | VDC | 92204A207 | $823.68 | ($823.68) | $0.00 |
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| VANGUARD INDUSTRIALS | VIS | 92204A603 | $903.64 | ($903.64) | $0.00 |
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| VANGUARD INFORMATION | VGT | 92204A702 | $377.94 | ($377.94) | $0.00 |
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| VANGUARD S&P 500 ETF | VOO | 922908363 | $975.36 | ($947.68) | $27.68 |
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| **Total Non-Qualified** | | | **$15,635.47** | **($3,129.06)** | **$12,506.41** |
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**Short-Term Capital Gains (included in Box 1a):**
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| Description | Symbol | CUSIP | Paid in 2025 | Amount |
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|-------------|--------|-------|-------------|--------|
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| SCHWAB TREASURY OBLIG MO | SNOXX | 808515621 | $1.29 | $1.29 |
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**Qualified Dividends (Box 1b):**
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| Description | Symbol | CUSIP | Paid in 2025 | Paid/Adjusted 2026 for 2025 | Amount |
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|-------------|--------|-------|-------------|---------------------------|--------|
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| APPLE INC | AAPL | 037833100 | $61.80 | $0.00 | $61.80 |
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| FIDELITY ELCTRC VHC FTR | FDRV | 316092220 | $0.00 | $76.12 | $76.12 |
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| META PLATFORMS INC | META | 30303M102 | $742.89 | $0.00 | $742.89 |
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| VANGUARD CONSUMER | VDC | 92204A207 | $0.00 | $823.68 | $823.68 |
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| VANGUARD INDUSTRIALS | VIS | 92204A603 | $0.00 | $903.64 | $903.64 |
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| VANGUARD INFORMATION | VGT | 92204A702 | $0.00 | $377.94 | $377.94 |
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| VANGUARD S&P 500 ETF | VOO | 922908363 | $0.00 | $947.68 | $947.68 |
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| **Total Qualified** | | | **$804.69** | **$3,129.06** | **$3,933.75** |
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**Total Ordinary Dividends (Box 1a):** $16,441.45
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**Capital Gain Distributions (Long-Term, Box 2a):**
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| Description | Symbol | CUSIP | Amount |
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|-------------|--------|-------|--------|
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| SCHWAB TREASURY OBLIG MO | SNOXX | 808515621 | $0.60 |
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**Section 199A Dividends (Box 5):**
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| Description | Symbol | CUSIP | Amount |
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|-------------|--------|-------|--------|
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| VANGUARD S&P 500 ETF | VOO | 922908363 | $27.68 |
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#### Detail Information of Interest Income
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| Description | Paid in 2025 | Amount |
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|-------------|-------------|--------|
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| DEPOSIT INTEREST | $1.74 | $1.74 |
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### Realized Gain or (Loss)
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#### Short-Term (Basis NOT Reported to IRS - Box B)
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| Security | CUSIP | Quantity | Date Acquired | Date Sold | Proceeds | Cost Basis | Gain/Loss |
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|----------|-------|----------|---------------|-----------|----------|------------|-----------|
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| META PLATFORMS INC CLASS A | 30303M102 | 7.00 | 05/15/24 | 02/19/25 | $4,924.44 | $3,302.95 | $1,621.49 |
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| META PLATFORMS INC CLASS A | 30303M102 | 18.00 | 05/15/24 | 02/19/25 | $12,662.87 | $8,493.30 | $4,169.57 |
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| META PLATFORMS INC CLASS A | 30303M102 | 34.00 | 05/15/24 | 02/19/25 | $23,918.76 | $16,042.90 | $7,875.86 |
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| META PLATFORMS INC CLASS A | 30303M102 | 48.00 | 05/15/24 | 02/19/25 | $33,767.66 | $22,648.80 | $11,118.86 |
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| META PLATFORMS INC CLASS A | 30303M102 | 17.00 | 02/15/25 | 05/19/25 | $10,762.72 | $12,523.39 | ($1,760.67) |
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| META PLATFORMS INC CLASS A | 30303M102 | 17.00 | 02/15/25 | 05/19/25 | $10,762.72 | $12,523.39 | ($1,760.67) |
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| META PLATFORMS INC CLASS A | 30303M102 | 31.00 | 02/15/25 | 05/19/25 | $19,626.13 | $22,836.77 | ($3,210.64) |
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| META PLATFORMS INC CLASS A | 30303M102 | 43.00 | 02/15/25 | 05/19/25 | $27,223.34 | $31,676.81 | ($4,453.47) |
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| META PLATFORMS INC CLASS A | 30303M102 | 17.00 | 05/15/25 | 05/19/25 | $10,762.71 | $11,209.12 | ($446.41) |
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| **Total Short-Term** | | | | | **$154,411.35** | **$141,257.43** | **$13,153.92** |
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#### Long-Term (Basis NOT Reported to IRS - Box E)
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| Security | CUSIP | Quantity | Date Acquired | Date Sold | Proceeds | Cost Basis | Gain/Loss |
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|----------|-------|----------|---------------|-----------|----------|------------|-----------|
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| META PLATFORMS INC CLASS A | 30303M102 | 13.00 | 02/15/24 | 02/19/25 | $9,145.41 | $6,152.64 | $2,992.77 |
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| META PLATFORMS INC CLASS A | 30303M102 | 11.00 | 05/15/24 | 08/18/25 | $8,462.54 | $5,190.35 | $3,272.19 |
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| META PLATFORMS INC CLASS A | 30303M102 | 18.00 | 08/15/24 | 08/18/25 | $13,847.79 | $9,481.68 | $4,366.11 |
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| META PLATFORMS INC CLASS A | 30303M102 | 23.00 | 08/15/24 | 08/18/25 | $17,694.40 | $12,115.48 | $5,578.92 |
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| META PLATFORMS INC CLASS A | 30303M102 | 11.00 | 08/15/24 | 11/18/25 | $6,583.95 | $5,794.36 | $789.59 |
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| META PLATFORMS INC CLASS A | 30303M102 | 18.00 | 08/15/24 | 11/18/25 | $10,773.74 | $9,481.68 | $1,292.06 |
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| META PLATFORMS INC CLASS A | 30303M102 | 48.00 | 08/15/24 | 11/18/25 | $28,729.97 | $25,284.48 | $3,445.49 |
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| META PLATFORMS INC CLASS A | 30303M102 | 34.00 | 11/15/24 | 11/18/25 | $20,350.40 | $19,623.44 | $726.96 |
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| META PLATFORMS INC CLASS A | 30303M102 | 49.00 | 11/15/24 | 11/18/25 | $29,328.52 | $28,280.84 | $1,047.68 |
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| **Total Long-Term** | | | | | **$144,916.72** | **$121,404.95** | **$23,511.77** |
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### Realized Gain or (Loss) Summary
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| Description | Total Proceeds | Cost Basis | Realized Gain/Loss |
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|-------------|---------------|------------|-------------------|
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| Total Short-Term (Not Reported, Box B) | $154,411.35 | $141,257.43 | $13,153.92 |
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| Total Long-Term (Not Reported, Box E) | $144,916.72 | $121,404.95 | $23,511.77 |
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| **TOTAL REALIZED GAIN OR (LOSS)** | **$299,328.07** | **$262,662.38** | **$36,665.69** |
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