Form 1099 Composite & Year-End Summary - Tax Year 2024
Broker: Charles Schwab & Co., Inc.
Payer Address: 3000 Schwab Way, Westlake, TX 76262
Payer Federal ID: 94-1737782
Payer Phone: (800) 435-4000
Account: Schwab One Account of Yanxin Lu, Designated Bene Plan/TOD
Account Number: 7762-6713
Taxpayer ID: *- -3464
Recipient: Yanxin Lu, Designated Bene Plan/TOD
Address: 12421 Sanford St, Los Angeles, CA 90066-6954
Date Prepared: February 21, 2025
Form 1099-DIV - Dividends and Distributions
Box
Description
Amount
1a
Total Ordinary Dividends
$10,416.66
1b
Qualified Dividends
$3,337.83
2a
Total Capital Gain Distributions
$0.00
2b
Unrecap. Sec. 1250 Gain
$0.00
3
Nondividend Distributions
$0.00
4
Federal Income Tax Withheld
$0.00
5
Section 199A Dividends
$37.91
6
Investment Expenses
$0.00
7
Foreign Tax Paid
$0.00
12
Exempt-Interest Dividends
$0.00
13
Specified Private Activity Bond Interest Dividends
$0.00
16
State Tax Withheld
$0.00
Form 1099-INT - Interest Income
Box
Description
Amount
1
Interest Income
$10.19
3
Interest on U.S. Savings Bonds
$0.00
4
Federal Income Tax Withheld
$0.00
8
Tax-Exempt Interest
$0.00
17
State Tax Withheld
$0.00
Form 1099-B - Proceeds from Broker Transactions
Short-Term Transactions (Basis Reported to IRS)
Security
Quantity
Date Acquired
Date Sold
Proceeds
Cost Basis
Gain/Loss
INVESCO CHINA TECHNOLOGY ETF (CQQQ)
-
VARIOUS
10/07/24
$9,341.89
$11,730.96
($2,389.07)
Total Short-Term (Reported) $9,341.89 $11,730.96 ($2,389.07)
Short-Term Transactions (Basis NOT Reported to IRS)
Security
Quantity
Date Acquired
Date Sold
Proceeds
Cost Basis
Gain/Loss
META PLATFORMS INC CLASS A
66
05/15/23
02/20/25
$42,698.88
$30,927.48
$11,771.40
META PLATFORMS INC CLASS A
90
VARIOUS
05/19/24
$37,987.52
$28,329.18
$9,658.34
Total Short-Term (Not Reported) $80,686.40 $59,256.66 $21,429.74
Long-Term Transactions (Basis NOT Reported to IRS)
Security
Quantity
Date Acquired
Date Sold
Proceeds
Cost Basis
Gain/Loss
META PLATFORMS INC CLASS A
94
08/15/23
08/19/24
$47,003.66
$14,773.54
$32,230.12
META PLATFORMS INC CLASS A
85
11/15/23
11/18/24
$48,455.90
$12,655.85
$35,800.05
META PLATFORMS INC CLASS A
90
02/15/24
02/20/25
$36,251.70
$17,324.13
$18,927.57
Total Long-Term (Not Reported) $131,711.26 $44,753.52 $86,957.74
Total Sales Price of Stocks, Bonds, etc.: $221,739.55
Year-End Summary
Interest & Dividends
Detail Information of Dividends and Distributions
Non-Qualified Dividends:
Description
Symbol
CUSIP
Paid in 2024
Paid/Adjusted 2025 for 2024
Amount
SCHWAB TREASURY OBLIG MO
SNOXX
808515621
$3,975.16
$0.00
$3,975.16
VANGUARD CONSUMER
VDC
92204A207
$488.46
($488.46)
$0.00
VANGUARD INDUSTRIALS
VIS
92204A603
$529.92
($529.92)
$0.00
VANGUARD INFORMATION
VGT
92204A702
$251.34
($251.34)
$0.00
VANGUARD S&P 500 ETF
VOO
922908363
$597.96
($597.96)
$0.00
Total Non-Qualified $5,842.84 ($1,867.68) $3,975.16
Short-Term Capital Gains:
Description
Symbol
CUSIP
Paid in 2024
Amount
SCHWAB TREASURY OBLIG MO
SNOXX
808515621
$0.71
$0.71
Qualified Dividends:
Description
Symbol
CUSIP
Paid in 2024
Paid/Adjusted 2025 for 2024
Amount
APPLE INC
AAPL
037833100
$63.20
$0.00
$63.20
INVESCO CHINA TECHNOLOGY ETF
CQQQ
46138G623
$154.92
$0.00
$154.92
META PLATFORMS INC
META
30303M102
$252.03
$0.00
$252.03
VANGUARD CONSUMER
VDC
92204A207
$0.00
$488.46
$488.46
VANGUARD INDUSTRIALS
VIS
92204A603
$0.00
$529.92
$529.92
VANGUARD INFORMATION
VGT
92204A702
$0.00
$251.34
$251.34
VANGUARD S&P 500 ETF
VOO
922908363
$0.00
$597.96
$597.96
Total Qualified $470.15 $1,867.68 $2,337.83
Total Ordinary Dividends (Box 1a): $10,416.66 (adjusted from $6,313.70 paid in 2024)
Capital Gain Distributions (Long-Term):
Description
Symbol
CUSIP
Amount
SCHWAB TREASURY OBLIG MO
SNOXX
808515621
$0.34
Section 199A Dividends:
Description
Symbol
CUSIP
Amount
VANGUARD S&P 500 ETF
VOO
922908363
$37.91
Detail Information of Interest Income
Description
Paid in 2024
Amount
DEPOSIT INTEREST
$10.19
$10.19
Realized Gain or (Loss)
Short-Term (Basis Reported to IRS)
Security
CUSIP
Quantity
Date Acquired
Date Sold
Proceeds
Cost Basis
Gain/Loss
INVESCO CHINA TECHNOLOGY ETF
46138G623
49
01/03/24
10/07/24
$2,348.68
$2,352.82
($4.14)
INVESCO CHINA TECHNOLOGY ETF
46138G623
200
03/06/24
10/07/24
$3,813.70
$5,624.36
($1,810.66)
INVESCO CHINA TECHNOLOGY ETF
46138G623
50
04/09/24
10/07/24
$955.08
$1,318.30
($363.22)
INVESCO CHINA TECHNOLOGY ETF
46138G623
100
06/03/24
10/07/24
$2,224.43
$2,435.48
($211.05)
Total Short-Term $9,341.89 $11,730.96 ($2,389.07)
Short-Term (Basis NOT Reported to IRS)
Security
CUSIP
Quantity
Date Acquired
Date Sold
Proceeds
Cost Basis
Gain/Loss
META PLATFORMS INC CLASS A
30303M102
66
05/15/23
02/20/25
$42,698.88
$30,927.48
$11,771.40
META PLATFORMS INC CLASS A
30303M102
90 (multiple lots)
VARIOUS
05/19/24
$37,987.52
$28,329.18
$9,658.34
Total Short-Term (Not Reported) $80,686.40 $59,256.66 $21,429.74
Long-Term (Basis NOT Reported to IRS)
Security
CUSIP
Quantity
Date Acquired
Date Sold
Proceeds
Cost Basis
Gain/Loss
META PLATFORMS INC CLASS A
30303M102
94 (multiple lots)
08/15/23
08/19/24
$47,003.66
$14,773.54
$32,230.12
META PLATFORMS INC CLASS A
30303M102
85 (multiple lots)
11/15/23
11/18/24
$48,455.90
$12,655.85
$35,800.05
META PLATFORMS INC CLASS A
30303M102
90 (multiple lots)
02/15/24
02/20/25
$36,251.70
$17,324.13
$18,927.57
Total Long-Term (Not Reported) $131,711.26 $44,753.52 $86,957.74
Summary
Description
Total Proceeds
Cost Basis
Realized Gain/Loss
Total Short-Term (Reported)
$9,341.89
$11,730.96
($2,389.07)
Total Short-Term (Not Reported)
$80,686.40
$59,256.66
$21,429.74
Total Long-Term (Not Reported)
$131,711.26
$44,753.52
$86,957.74
TOTAL REALIZED GAIN OR (LOSS) $221,739.55 $115,741.14 $105,998.41
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