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tax-form	tax	yanxin-lu	2023-12-31	lu_1099_stock_2023.pdf

1099 Composite - Charles Schwab 2023 - Yanxin Lu

Account Information

Broker: Charles Schwab & Co., Inc.
Account: 7762-6713
Account Holder: Yanxin Lu, Designated Bene Plan/TOD
Address: 12421 Sanford St, Los Angeles, CA 90066
Payer TIN: 94-1737782
Recipient TIN (Last 4): 3464
Date Prepared: February 9, 2024
Pages: 28

Form 1099-DIV - Dividends and Distributions

Box	Description	Amount
1a	Total Ordinary Dividends	$2,901.66
1b	Qualified Dividends	$1,102.74
2a	Total Capital Gain Distributions	$0.00
3	Nondividend Distributions	$0.00
4	Federal Income Tax Withheld	$0.00
5	Section 199A Dividends	$10.21
6	Investment Expenses	$0.00
7	Foreign Tax Paid	$9.11
16	State Tax Withheld	$0.00

Dividend Detail by Security

Non-Qualified Dividends

Security	Symbol	CUSIP	Paid 2023	Adjusted 2024	Amount
Fidelity Elctrc VHC FTR	FDRV	316092220	$37.50	($37.50)	$0.00
Invsc China Technology	CQQQ	46138E800	$53.12	($22.66)	$30.46
Schwab Treasury Oblig MO	SNOXX	808515621	$1,757.77	$0.00	$1,757.77
Vanguard Health Care	VHT	92204A504	$165.24	($165.24)	$0.00
Vanguard Industrials	VIS	92204A603	$362.37	($362.37)	$0.00
Vanguard Information	VGT	92204A702	$218.63	($218.63)	$0.00
Vanguard S&P 500 ETF	VOO	922908363	$283.04	($272.83)	$10.21
Total Non-Qualified			$2,877.67	($1,079.23)	$1,798.44

Short-Term Capital Gains (in Box 1a)

Security	Symbol	Amount
Schwab Treasury Oblig MO	SNOXX	$0.48

Qualified Dividends (Box 1b)

Security	Symbol	Amount
Apple Inc	AAPL	$14.40
Fidelity Elctrc VHC FTR	FDRV	$46.61
Invsc China Technology	CQQQ	$22.66
Vanguard Health Care	VHT	$165.24
Vanguard Industrials	VIS	$362.37
Vanguard Information	VGT	$218.63
Vanguard S&P 500 ETF	VOO	$272.83
Total Qualified		$1,102.74

Section 199A Dividends (Box 5)

Security	Symbol	Amount
Vanguard S&P 500 ETF	VOO	$10.21

Foreign Tax Paid (Box 7)

Security	Country	Amount
Fidelity Elctrc VHC FTR	RIC	($9.11)

Form 1099-INT - Interest Income

Box	Description	Amount
1	Interest Income	$2.26
17	State Tax Withheld	$0.00

Interest Detail

Security	Amount
Deposit Interest	$2.26

Form 1099-B - Proceeds from Broker Transactions

Short-Term Transactions (Box A - basis reported to IRS)

Description	CUSIP / Symbol	Date Acquired	Date Sold	Proceeds	Cost	Gain/Loss
55 Apple Inc	037833100 / AAPL	09/08/23	09/08/23	$9,887.81	$9,853.53	$34.28
800 Fidelity Elctrc VHC FTR TRNSPRT	316092220 / FDRV	Various	09/08/23	$14,218.02	$15,635.48	($1,417.46)
370 Invsc China Technology ETF	46138E800 / CQQQ	Various	09/08/23	$14,163.44	$18,374.87	($4,211.43)
500 KraneShares MSCI CHN CLN Tech	500767850 / KGRN	02/03/23	09/08/23	$12,897.33	$15,859.15	($2,961.82)
370 KraneShares MSCI CHN CLN Tech	500767850 / KGRN	Various	11/30/23	$8,369.32	$10,522.32	($2,153.00)
1,180 KRNSHR MSCI AL CHNA HLTHCR ETF	500767835 / KURE	Various	09/08/23	$19,823.66	$26,730.09	($6,906.43)
115 Vanguard Consumer Staples	92204A207 / VDC	Various	02/03/23	$21,995.18	$22,454.08	($458.90)
30 Vanguard Information Technol	92204A702 / VGT	08/24/22	02/06/23	$10,883.60	$11,131.05	($247.45)
Total Short-Term (A)				$112,238.36	$130,560.57	($18,322.21)

Short-Term Transactions (Box B - basis not reported to IRS)

All META Platforms Inc Class A (30303M102):

Shares	Date Acquired	Date Sold	Proceeds	Cost	Gain/Loss
43	11/15/22	05/16/23	$10,192.27	$4,911.46	$5,280.81
100	08/15/23	08/16/23	$29,953.75	$30,619.00	($665.25)
30	Various	08/16/23	$8,993.33	$8,389.52	$603.81
100	11/15/23	11/16/23	$32,948.36	$33,631.00	($682.64)
Total Short-Term (B)			$82,087.71	$77,550.98	$4,536.73

Total Short-Term Sales: $194,326.07, Cost $208,111.55, Loss ($13,785.48)

Long-Term Transactions (Box D - basis reported to IRS)

Description	CUSIP / Symbol	Date Acquired	Date Sold	Proceeds	Cost	Gain/Loss
101 Vanguard Health Care ETF	92204A504 / VHT	Various	09/08/23	$24,439.78	$24,324.25	$115.53
Total Long-Term (D)				$24,439.78	$24,324.25	$115.53

Long-Term Transactions (Box E - basis not reported to IRS)

All META Platforms Inc Class A (30303M102):

Shares	Date Acquired	Date Sold	Proceeds	Cost	Gain/Loss
13	11/15/20	02/03/23	$2,404.01	$3,600.35	($1,196.34)
71	11/15/20	02/03/23	$13,129.73	$19,663.45	($6,533.72)
12	02/15/21	02/03/23	$2,219.11	$3,246.00	($1,026.89)
64	02/15/21	02/03/23	$11,835.25	$17,312.00	($5,476.75)
9	05/15/21	02/03/23	$1,664.34	$2,843.46	($1,179.12)
13	05/15/21	02/03/23	$2,404.04	$4,107.22	($1,703.18)
18	05/15/21	02/03/23	$3,328.67	$5,686.92	($2,358.25)
80	Various	02/16/23	$13,912.08	$26,078.28	($12,166.20)
87	Various	05/16/23	$20,621.58	$31,552.08	($10,930.50)
Total Long-Term (E)			$71,518.81	$114,089.76	($42,570.95)

Total Long-Term Sales: $95,958.59, Cost $138,414.01, Loss ($42,455.42)

Grand Summary

	Proceeds	Cost Basis	Gain/Loss
Total Short-Term	$194,326.07	$208,111.55	($13,785.48)
Total Long-Term	$95,958.59	$138,414.01	($42,455.42)
Total All Sales	$290,284.66	$346,525.56	($56,240.90)
Federal Income Tax Withheld			$0.00

Year-End Summary (Not reported to IRS)

Realized Gain or (Loss) Detail - Short-Term (Covered, Box A)

Security	CUSIP	Qty	Date Acquired	Date Sold	Proceeds	Cost	Gain/Loss
Apple Inc	037833100	55	09/08/23	09/08/23	$9,887.81	$9,853.53	$34.28
Fidelity Elctrc VHC FTR TRNSPRT ETF	316092220	1	02/02/23	09/08/23	$17.77	$20.26	($2.49)
Fidelity Elctrc VHC FTR TRNSPRT ETF	316092220	4	02/02/23	09/08/23	$71.09	$80.92	($9.83)
Fidelity Elctrc VHC FTR TRNSPRT ETF	316092220	795	02/03/23	09/08/23	$14,129.16	$15,534.30	($1,405.14)
Invsc China Technology ETF	46138E800	15	01/17/23	09/08/23	$574.19	$713.53	($139.34)
Invsc China Technology ETF	46138E800	55	02/03/23	09/08/23	$2,105.38	$2,732.32	($626.94)
Invsc China Technology ETF	46138E800	300	02/03/23	09/08/23	$11,483.87	$14,929.02	($3,445.15)
KraneShares MSCI CHN CLN Tech	500767850	500	02/03/23	09/08/23	$12,897.33	$15,859.15	($2,961.82)
KraneShares MSCI CHN CLN Tech	500767850	200	02/16/23	11/30/23	$4,523.96	$5,979.92	($1,455.96)
KraneShares MSCI CHN CLN Tech	500767850	170	05/17/23	11/30/23	$3,845.36	$4,542.40	($697.04)
KRNSHR MSCI AL CHNA HLTHCR ETF	500767835	190	02/03/23	09/08/23	$3,191.95	$4,507.39	($1,315.44)
KRNSHR MSCI AL CHNA HLTHCR ETF	500767835	600	02/03/23	09/08/23	$10,079.83	$14,121.00	($4,041.17)
KRNSHR MSCI AL CHNA HLTHCR ETF	500767835	140	02/16/23	09/08/23	$2,351.96	$3,084.20	($732.24)
KRNSHR MSCI AL CHNA HLTHCR ETF	500767835	250	05/17/23	09/08/23	$4,199.92	$5,017.50	($817.58)
Vanguard Consumer Staples ETF	92204A207	85	08/25/22	02/03/23	$16,257.31	$16,637.38	($380.07)
Vanguard Consumer Staples ETF	92204A207	30	08/26/22	02/03/23	$5,737.87	$5,816.70	($78.83)
Vanguard Information Tech ETF	92204A702	30	08/24/22	02/06/23	$10,883.60	$11,131.05	($247.45)

Total Short-Term (Covered): Proceeds $112,238.36, Cost $130,560.57, Loss ($18,322.21)

Short-Term (Noncovered, Box B) - META only

Shares	Date Acquired	Date Sold	Proceeds	Cost	Gain/Loss
12	11/15/22	05/16/23	$2,844.35	$1,370.64	$1,473.71
13	11/15/22	05/16/23	$3,081.39	$1,484.86	$1,596.53
18	11/15/22	05/16/23	$4,266.53	$2,055.96	$2,210.57
11	05/15/23	08/16/23	$3,297.55	$2,571.91	$725.64
14	08/15/23	08/16/23	$4,193.53	$4,286.66	($93.13)
18	08/15/23	08/16/23	$5,391.68	$5,511.42	($119.74)
19	08/15/23	08/16/23	$5,695.78	$5,817.61	($121.83)
33	08/15/23	08/16/23	$9,884.73	$10,104.27	($219.54)
35	08/15/23	08/16/23	$10,483.81	$10,716.65	($232.84)
13	11/15/23	11/16/23	$4,283.29	$4,372.03	($88.74)
18	11/15/23	11/16/23	$5,930.70	$6,053.58	($122.88)
22	11/15/23	11/16/23	$7,248.64	$7,398.82	($150.18)
47	11/15/23	11/16/23	$15,485.73	$15,806.57	($320.84)

Total Short-Term (Noncovered): Proceeds $82,087.71, Cost $77,550.98, Gain $4,536.73

Long-Term (Covered, Box D) - VHT

Security	Qty	Date Acquired	Date Sold	Proceeds	Cost	Gain/Loss
Vanguard Health Care ETF	71	08/25/22	09/08/23	$17,180.44	$17,178.45	$1.99
Vanguard Health Care ETF	30	08/26/22	09/08/23	$7,259.34	$7,145.80	$113.54

Total Long-Term (Covered): Proceeds $24,439.78, Cost $24,324.25, Gain $115.53

Long-Term (Noncovered, Box E) - META only

Multiple lots of META sold in 2023 at losses. All acquired 2020-2021, sold Jan-May 2023.

Total Long-Term (Noncovered): Proceeds $71,518.81, Cost $114,089.76, Loss ($42,570.95)

Supplemental Information

Foreign Tax Paid and Income Summary

Fidelity Elctrc VHC FTR (FDRV): Foreign tax paid ($9.11), Country: RIC

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