---
type: tax-form
category: tax
person: [xuewei-jiang, yanxin-lu]
date: 2023-12-31
source: jiang_1099_stock_schwab_2023.pdf
---

# 1099 Composite - Charles Schwab 2023 - Xuewei Jiang & Yanxin Lu (Joint)

## Account Information
- **Broker**: Charles Schwab & Co., Inc.
- **Account**: 7386-7232
- **Account Holders**: Xuewei Jiang & Yanxin Lu JT TEN
- **Address**: 12421 Sanford St, Los Angeles, CA 90066
- **Payer TIN**: 94-1737782
- **Recipient TIN (Last 4)**: 3215
- **Date Prepared**: February 9, 2024
- **Pages**: 19

---

## Form 1099-DIV - Dividends and Distributions

| Box | Description | Amount |
|-----|-------------|--------|
| 1a | Total Ordinary Dividends | $4,582.13 |
| 1b | Qualified Dividends | $2,671.20 |
| 2a | Total Capital Gain Distributions | $0.00 |
| 3 | Nondividend Distributions | $0.00 |
| 4 | Federal Income Tax Withheld | $0.00 |
| 5 | Section 199A Dividends | $34.26 |
| 7 | Foreign Tax Paid | $0.00 |
| 16 | State Tax Withheld | $0.00 |

### Dividend Detail by Security

#### Non-Qualified Dividends (included in Box 1a)
| Security | Symbol | CUSIP | Paid 2023 | Adjusted 2024 | Amount |
|----------|--------|-------|-----------|---------------|--------|
| Fidelity MSCI Cons Discr | FDIS | 316092204 | $145.53 | ($145.53) | $0.00 |
| Fidelity MSCI Cons Stpls | FSTA | 316092303 | $322.92 | ($322.92) | $0.00 |
| Fidelity MSCI Financials | FNCL | 316092501 | $346.78 | ($346.78) | $0.00 |
| Fidelity MSCI Infor Tech | FTEC | 316092808 | $438.47 | ($438.47) | $0.00 |
| Invesco QQQ Trust Srs 1 | QQQ | 46090E103 | $262.84 | ($262.84) | $0.00 |
| Schwab Treasury Oblig MO | SNOXX | 808515621 | $1,857.54 | $0.00 | $1,857.54 |
| SPDR S&P Biotech ETF | XBI | 78464A870 | $0.13 | ($0.13) | $0.00 |
| Vanguard S&P 500 ETF | VOO | 922908363 | $949.61 | ($915.35) | $34.26 |
| Vanguard Shrt Inf Prot | VTIP | 922020805 | $18.61 | $0.00 | $18.61 |
| **Total Non-Qualified** | | | $4,342.43 | ($2,432.02) | $1,910.41 |

#### Short-Term Capital Gains (included in Box 1a)
| Security | Symbol | CUSIP | Amount |
|----------|--------|-------|--------|
| Schwab Treasury Oblig MO | SNOXX | 808515621 | $0.52 |

#### Qualified Dividends (Box 1b)
| Security | Symbol | CUSIP | Amount |
|----------|--------|-------|--------|
| Fidelity MSCI Cons Discr | FDIS | 316092204 | $145.53 |
| Fidelity MSCI Cons Stpls | FSTA | 316092303 | $360.36 |
| Fidelity MSCI Financials | FNCL | 316092501 | $346.78 |
| Fidelity MSCI Infor Tech | FTEC | 316092808 | $438.47 |
| Invesco QQQ Trust Srs 1 | QQQ | 46090E103 | $296.94 |
| SPDR S&P Biotech ETF | XBI | 78464A870 | $0.13 |
| Texas Instruments | TXN | 882508104 | $167.64 |
| Vanguard S&P 500 ETF | VOO | 922908363 | $915.35 |
| **Total Qualified** | | | **$2,671.20** |

#### Section 199A Dividends (Box 5)
| Security | Symbol | Amount |
|----------|--------|--------|
| Vanguard S&P 500 ETF | VOO | $34.26 |

---

## Form 1099-INT - Interest Income

| Box | Description | Amount |
|-----|-------------|--------|
| 1 | Interest Income | $334.90 |
| 3 | US Savings Bonds & Treasury | $0.00 |
| 4 | Federal Income Tax Withheld | $0.00 |
| 17 | State Tax Withheld | $0.00 |

### Interest Detail
| Security | CUSIP | Amount |
|----------|-------|--------|
| Deposit Interest | | $7.09 |
| JPMorgan Chase & 4.5%24 | 46593LSA8 | $112.81 |
| Morgan Stanley PV 4.3XXX | 61768EMQ3 | $215.00 |
| **Total** | | **$334.90** |

---

## Form 1099-B - Proceeds from Broker Transactions

### Short-Term Transactions (Box A - basis reported to IRS)
| Description | CUSIP / Symbol | Date Acquired | Date Sold | Proceeds | Cost | Gain/Loss |
|-------------|----------------|---------------|-----------|----------|------|-----------|
| 30 SPDR S&P Biotech ETF | 78464A870 / XBI | 04/11/23 | 08/11/23 | $2,388.28 | $2,300.85 | $87.43 |
| **Total Short-Term (A)** | | | | **$2,388.28** | **$2,300.85** | **$87.43** |

### Long-Term Transactions (Box D - basis reported to IRS)
| Description | CUSIP / Symbol | Date Acquired | Date Sold | Proceeds | Cost | Gain/Loss |
|-------------|----------------|---------------|-----------|----------|------|-----------|
| 10 SPDR S&P Biotech ETF | 78464A870 / XBI | 02/12/21 | 08/11/23 | $796.09 | $1,650.25 | ($854.16) |
| 10 SPDR S&P Biotech ETF | 78464A870 / XBI | 12/08/21 | 08/11/23 | $796.09 | $1,155.00 | ($358.91) |
| **Total Long-Term (D)** | | | | **$1,592.18** | **$2,805.25** | **($1,213.07)** |

### Summary
| | Proceeds | Cost | Gain/Loss |
|--|----------|------|-----------|
| Total Short-Term | $2,388.28 | $2,300.85 | $87.43 |
| Total Long-Term | $1,592.18 | $2,805.25 | ($1,213.07) |
| **Total Sales** | **$3,980.46** | **$5,106.10** | **($1,125.64)** |
| Federal Income Tax Withheld | | | $0.00 |